Ji Hyun Sparrow

趙智賢
CE No. AFI800 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Hyun Sparrow (趙智賢), a licensed former licensee with CE reference AFI800. Total licence records on file: 13.

Licence history

FirmRoleRegulated activityFromTo
Towers Watson Investment Services Hong Kong Limited
韜睿惠悅投資顧問香港有限公司
Rep Type 9 — Asset management 2023-05-19 2025-09-03
Towers Watson Investment Services Hong Kong Limited
韜睿惠悅投資顧問香港有限公司
RO Type 1 — Dealing in securities 2020-09-08 2025-09-03
Towers Watson Investment Services Hong Kong Limited
韜睿惠悅投資顧問香港有限公司
RO Type 4 — Advising on securities 2020-09-08 2025-09-03
Towers Watson Investment Services Hong Kong Limited
韜睿惠悅投資顧問香港有限公司
Rep Type 1 — Dealing in securities 2020-09-01 2020-09-08
Towers Watson Investment Services Hong Kong Limited
韜睿惠悅投資顧問香港有限公司
Rep Type 4 — Advising on securities 2020-09-01 2020-09-08
American Century Investment Management (Asia Pacific) Limited
Rep Type 1 — Dealing in securities 2014-10-31 2020-04-21
American Century Investment Management (Asia Pacific) Limited
Rep Type 4 — Advising on securities 2014-10-31 2020-04-21
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2003-07-04 2004-07-23
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 7 — Providing automated trading services 2003-07-04 2004-03-22
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities present 2003-07-02
CLSA Limited
中信里昂證券有限公司
Rep Type 4 — Advising on securities present 2003-07-02
CLSA Limited
中信里昂證券有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-02
CLSA Limited
中信里昂證券有限公司
Rep Type 9 — Asset management present 2003-07-02

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