Kit Sai Tam
譚潔茜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Sai Tam (譚潔茜), a licensed former licensee with CE reference AFM299. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-24 | 2020-07-24 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2008-06-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |