Ka Nam Tang
鄧嘉南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Nam Tang (鄧嘉南), a licensed Responsible Officer with CE reference AFM342. Currently licensed at 1 firm(s): Amundi Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 31.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-21 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2024-11-21 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 — Asset management | 2024-11-21 | present |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-14 | 2024-11-21 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-14 | 2024-11-21 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2024-06-14 | 2024-11-21 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-30 | 2024-05-31 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2019-10-30 | 2024-05-31 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 9 — Asset management | 2019-10-30 | 2024-05-31 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-13 | 2019-10-30 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-13 | 2019-10-30 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2014-05-07 | 2018-11-02 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2014-05-07 | 2018-11-02 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-27 | 2014-04-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-01-27 | 2014-04-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-01-27 | 2014-04-30 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2014-01-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-13 | 2014-01-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-05-13 | 2014-01-27 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-03 | 2013-04-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2007-04-03 | 2013-04-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-04-03 | 2013-04-06 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-30 | 2007-04-03 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-04-08 | 2005-09-28 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-09-19 | 2005-08-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-08-20 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-08-20 |