Ho Yin (SFC:AFM525) Lam
林浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin (SFC:AFM525) Lam (林浩然), a licensed former licensee with CE reference AFM525. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-12 | 2016-04-30 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-12 | 2016-04-30 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-17 | 2015-06-05 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-20 | 2015-06-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-17 | 2013-05-11 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-17 | 2013-05-11 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-03 | 2012-04-05 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-30 | 2012-04-05 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-18 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-05-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |