Howard King Ho Tam
譚景豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Howard King Ho Tam (譚景豪), a licensed Responsible Officer with CE reference AFN346. Currently licensed at 1 firm(s): Suncrest Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Suncrest Capital Limited 晟峯資本有限公司 |
RO | Type 4 — Advising on securities | 2025-11-11 | present |
| Suncrest Capital Limited 晟峯資本有限公司 |
RO | Type 9 — Asset management | 2025-11-11 | present |
| JQ Investments (HK) Limited |
RO | Type 1 — Dealing in securities | 2024-08-27 | 2025-10-01 |
| JQ Investments (HK) Limited |
RO | Type 4 — Advising on securities | 2023-02-27 | 2025-10-01 |
| JQ Investments (HK) Limited |
RO | Type 9 — Asset management | 2021-02-05 | 2025-10-01 |
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-29 | 2021-01-31 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 4 — Advising on securities | 2020-04-29 | 2021-01-31 |
| Mainland Asset Management Limited 美聯匯鑫管理有限公司 |
RO | Type 9 — Asset management | 2020-04-29 | 2021-01-31 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-08 | 2020-02-29 |
| Bluemount Securities Limited 藍山證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-08 | 2020-02-29 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-08 | 2020-02-29 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-29 | 2018-11-08 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-29 | 2018-11-08 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-29 | 2018-11-08 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-20 | 2018-10-13 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-20 | 2018-10-13 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-08-20 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-04-12 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-04-12 | 2018-10-13 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-09 | 2018-04-12 |
| Amber Hill Asset Management Limited 安山資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-09 | 2018-04-12 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-15 | 2017-11-30 |
| Golden Great China Fund Management Limited 金中華基金管理有限公司 |
RO | Type 9 — Asset management | 2017-05-15 | 2017-11-30 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-18 | 2017-01-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-14 | 2014-02-26 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-09-14 | 2014-02-26 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-14 | 2014-02-26 |
| OnePlatform Wealth Management Limited 環一財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-10 | 2010-09-15 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-16 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-30 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-30 | 2009-08-05 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-16 | 2008-06-30 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-21 | 2008-05-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2005-08-04 | 2008-05-16 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2005-08-04 | 2008-05-16 |
| Get Nice Asset Management Limited 結好資產管理有限公司 |
RO | Type 4 — Advising on securities | 2003-06-24 | 2003-10-09 |