David Kam Suen Wong
王鑑旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kam Suen Wong (王鑑旋), a licensed Responsible Officer with CE reference AFN655. Currently licensed at 1 firm(s): Victoria International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victoria International Asset Management Limited |
RO | Type 4 — Advising on securities | 2022-06-01 | present |
| Victoria International Asset Management Limited |
RO | Type 9 — Asset management | 2022-06-01 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 9 — Asset management | 2017-07-28 | 2021-09-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-06 | 2021-09-30 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2021-09-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-08 | 2014-08-25 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-08 | 2014-08-25 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-02-08 | 2014-08-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-24 | 2011-04-01 |