Wai Yu (SFC:AFN749) Chan
陳蔚茹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu (SFC:AFN749) Chan (陳蔚茹), a licensed former licensee with CE reference AFN749. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2008-03-27 | 2011-09-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-19 | 2011-09-09 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-27 | 2007-11-15 |