Ka Yip Lo
盧嘉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yip Lo (盧嘉業), a licensed former licensee with CE reference AFP566. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-24 | 2016-10-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2016-06-24 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-06-07 | 2007-09-03 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-09-03 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-15 | 2007-09-03 |