Richard Wong
黃志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wong (黃志遠), a licensed Responsible Officer with CE reference AFQ365. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-07-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2020-07-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-02 | 2020-07-20 |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2018-02-14 | 2019-05-31 |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-06-12 | 2018-02-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-12-14 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-09 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-01-09 | 2011-12-14 |