Joyce Yuen Yee Lai
黎婉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joyce Yuen Yee Lai (黎婉儀), a licensed former licensee with CE reference AFQ514. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Instinct Limited 資本觸覺資產管理有限公司 |
RO | Type 9 — Asset management | 2012-09-12 | 2022-02-28 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
RO | Type 9 — Asset management | 2008-09-05 | 2010-01-29 |
| ChinaRock Capital Management Limited 華岩(資本)有限公司 |
Rep | Type 9 — Asset management | 2007-09-07 | 2008-09-05 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-23 | 2007-05-18 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-28 | 2007-04-14 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-28 | 2007-04-14 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-01 |