Hoi Ling Yip
葉海苓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ling Yip (葉海苓), a licensed former licensee with CE reference AFQ523. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-31 | 2007-10-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-31 | 2007-10-01 |
| Ramon Investment Company Limited 偉民証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-20 |
| Ramon Investment Company Limited 偉民証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-23 |
| Ramon Investment Company Limited 偉民証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-23 |
| Ramon Investment Company Limited 偉民証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-23 |