Samuel Tsui
崔灝森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Tsui (崔灝森), a licensed former licensee with CE reference AFR235. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2012-11-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-03 | 2012-11-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-11 | 2011-07-04 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-26 | 2011-07-04 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-22 | 2005-09-23 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-29 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-29 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-29 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-29 |