Wai Wan Yiu
姚慧韞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Wan Yiu (姚慧韞), a licensed former licensee with CE reference AFR823. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-06 | 2006-06-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2005-05-26 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-01 |