Kar Wai Lam
林家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Wai Lam (林家偉), a licensed Representative with CE reference AFR888. Currently licensed at 3 firm(s): CCB International Asset Management Limited, CCB International Capital Limited, CCB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-23 | present |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-23 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-23 | present |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-23 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-27 | 2015-12-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2009-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2009-12-31 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-15 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-15 |