Wai Leung Lam
林偉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lam (林偉亮), a licensed Representative with CE reference AFS532. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-06-03 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-06-03 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2022-07-07 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-17 | 2022-07-07 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-11 | 2014-06-09 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-10 | 2011-12-31 |
| Triskele Capital Management Limited 卓司高資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-06-10 | 2011-12-31 |
| Fore Asia, Limited | RO | Type 4 — Advising on securities | 2006-06-01 | 2007-10-20 |
| Fore Asia, Limited | RO | Type 9 — Asset management | 2006-06-01 | 2007-10-20 |
| Fore Asia, Limited | Rep | Type 4 — Advising on securities | 2005-12-23 | 2006-06-01 |
| Fore Asia, Limited | Rep | Type 9 — Asset management | 2005-12-23 | 2006-06-01 |
| Wharton Investment Advisors Limited |
Rep | Type 1 — Dealing in securities | present | 2004-03-19 |
| Wharton Investment Advisors Limited |
Rep | Type 4 — Advising on securities | present | 2005-10-19 |
| Wharton Investment Advisors Limited |
Rep | Type 5 — Advising on futures contracts | present | 2005-10-19 |
| Wharton Investment Advisors Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-19 |
| Wharton Investment Advisors Limited |
Rep | Type 9 — Asset management | present | 2005-10-19 |