Terry Yat Pang Chu
朱逸鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terry Yat Pang Chu (朱逸鵬), a licensed Responsible Officer with CE reference AFS636. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-22 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-12-06 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-30 | 2012-09-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-12-16 | 2012-09-29 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-12-16 |