Ronald See King Ko
高仕勁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald See King Ko (高仕勁), a licensed Responsible Officer with CE reference AFS701. Currently licensed at 1 firm(s): Anli Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anli Securities Limited 安里證券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-21 | present |
| Anli Securities Limited 安里證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-10 | present |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-09 | 2013-02-28 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-20 | 2012-03-09 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-01 | 2011-12-06 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-20 |