Brian Yue Wah Lau
劉愉樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian Yue Wah Lau (劉愉樺), a licensed Responsible Officer with CE reference AFS902. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2024-11-20 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2024-06-17 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-11-27 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-27 | 2024-11-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-24 | 2024-11-20 |
| Enhanced Investment Management Limited |
RO | Type 4 — Advising on securities | 2019-11-28 | 2022-09-30 |
| Enhanced Investment Management Limited |
RO | Type 9 — Asset management | 2019-11-28 | 2022-09-30 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-22 | 2022-07-27 |
| Enhanced Investment Management Limited |
Rep | Type 4 — Advising on securities | 2017-06-16 | 2019-11-28 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-10 | 2023-09-01 |
| Enhanced Securities Limited 進陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2017-01-10 |
| Enhanced Securities Limited 進陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-02 | 2014-06-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-08-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-08-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-12 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |