Ping Yau Lau
劉炳有
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Yau Lau (劉炳有), a licensed former licensee with CE reference AFT494. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-19 | 2023-12-21 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-19 | 2023-12-20 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-21 | 2023-03-31 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-18 | 2019-07-12 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-04 | 2017-11-11 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-04 | 2017-11-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-16 | 2017-04-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-18 | 2017-04-13 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2004-10-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-21 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-17 |