Pui Shan Fok
霍佩珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Shan Fok (霍佩珊), a licensed former licensee with CE reference AFT509. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-07 | 2021-06-11 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-10-11 | 2015-12-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2007-05-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |