Timothy C. Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy C. Chen ( ), a licensed former licensee with CE reference AFT543. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Affinity Equity Partners (HK) Limited 駿麒投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-21 | 2009-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-08-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |