Polly Anne Frances Derby

CE No. AFT625 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polly Anne Frances Derby (), a licensed former licensee with CE reference AFT625. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities present 2003-07-01
BNP Paribas Peregrine Futures Limited
法國巴黎百富勤期貨有限公司
Rep Type 2 — Dealing in futures contracts present 2003-07-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 4 — Advising on securities present 2003-07-01
BNP Paribas Peregrine Futures Limited
法國巴黎百富勤期貨有限公司
Rep Type 5 — Advising on futures contracts present 2003-07-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 6 — Advising on corporate finance present 2003-07-01
BNP Paribas Peregrine Futures Limited
法國巴黎百富勤期貨有限公司
Rep Type 9 — Asset management present 2003-07-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 9 — Asset management present 2003-07-01

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