Jiahua Lu
盧家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiahua Lu (盧家驊), a licensed Responsible Officer with CE reference AFT829. Currently licensed at 1 firm(s): Epigen Group (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-12-30 | present |
| Epigen Group (Hong Kong) Limited | RO | Type 9 — Asset management | 2022-12-30 | present |
| Epigen Group (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2022-08-01 | 2022-12-30 |
| Epigen Group (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-08-01 | 2022-12-30 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-20 | 2022-07-31 |
| Lux Aeterna Capital Limited 恒昱資本有限公司 |
Rep | Type 9 — Asset management | 2021-08-20 | 2022-07-31 |
| Epigen Group (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-01-02 | 2021-08-19 |
| Epigen Group (Hong Kong) Limited | RO | Type 9 — Asset management | 2018-08-01 | 2021-08-19 |
| Epigen Group (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-05-17 | 2018-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-09-04 | 2017-02-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2006-09-04 | 2017-02-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-08-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |