Chue Him Lam
林佇謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chue Him Lam (林佇謙), a licensed former licensee with CE reference AFT913. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tap Capital Limited 水龍頭管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-25 | 2025-08-08 |
| Tap Capital Limited 水龍頭管理有限公司 |
Rep | Type 9 — Asset management | 2025-03-25 | 2025-08-08 |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-01 | 2022-04-29 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-05 | 2019-09-12 |
| OnePlatform Securities Limited 環一證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-27 | 2018-01-06 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2015-10-27 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-16 | 2015-10-08 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-22 | 2015-06-16 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-07-18 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2014-07-18 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-10 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-05 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-02 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-08-10 |