Shun Tung
董淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Tung (董淳), a licensed former licensee with CE reference AFU288. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-02 | 2017-11-17 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-24 | 2017-11-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-17 | 2017-11-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-30 | 2016-06-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-15 | 2014-07-30 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-22 | 2011-07-28 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-27 | 2009-09-22 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2009-05-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |