Yin Tak Lee
李賢德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Tak Lee (李賢德), a licensed Representative with CE reference AFU886. Currently licensed at 1 firm(s): Target Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-20 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-20 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-20 | present |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-15 | 2017-10-20 |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 4 — Advising on securities | 2017-06-15 | 2017-10-20 |
| Inter Capital Resources Limited 國際資本有限公司 |
RO | Type 9 — Asset management | 2017-06-15 | 2017-10-20 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-22 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-22 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-22 | 2017-04-09 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-29 | 2016-11-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-29 | 2016-11-22 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-29 | 2016-11-22 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-04 | 2013-10-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-03 | 2013-10-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2013-10-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-14 | 2008-05-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2006-11-14 | 2008-05-30 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-14 | 2008-05-30 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-10-15 | 2005-12-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-15 | 2005-12-01 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2003-10-15 | 2005-12-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-10-15 | 2005-12-01 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 5 — Advising on futures contracts | 2003-10-15 | 2005-12-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2003-10-15 | 2005-12-01 |
| Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務) |
Rep | Type 9 — Asset management | 2003-10-15 | 2005-12-01 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| Cheetah Investment Management Limited 捷達投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |