Kevin Michael Foley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Michael Foley ( ), a licensed former licensee with CE reference AFU979. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 1 — Dealing in securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 4 — Advising on securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 7 — Providing automated trading services | present | 2003-10-01 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 9 — Asset management | present | 2003-10-03 |