Bloomberg Tradebook Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bloomberg Tradebook Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference AFU977. Current licensed staff on file: 0 (total recorded over time: 7).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-10-03 |
| Type 4 — Advising on securities | present | 2003-10-03 |
| Type 6 — Advising on corporate finance | present | 2003-10-03 |
| Type 7 — Providing automated trading services | present | 2003-10-01 |
| Type 9 — Asset management | present | 2003-10-03 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kevin Michael Foley | RO 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Betty Kim | RO 1, 7 Rep 1, 7 | 2003-06 | 2003-10 |
| Cynthia Kit Lan Lam 林潔蘭 | RO 1, 7 | 2003-06 | 2003-10 |
| Angela Mei Lan Lee 李美蘭 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| William Louis Selig | RO 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Joel Allan Hurewitz | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-10 |
| Cora Oi Yan Lee 李凱恩 | Rep 1, 7 | 2003-06 | 2003-10 |
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