Angela Mei Lan Lee
李美蘭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angela Mei Lan Lee (李美蘭), a licensed Representative with CE reference ADB609. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-05 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-10-08 | 2021-07-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-10-08 | 2021-07-27 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-10-08 | 2021-07-27 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-06-10 | 2019-06-26 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2014-06-10 | 2019-06-26 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2008-11-19 | 2014-03-05 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-25 | 2014-03-05 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 1 — Dealing in securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 4 — Advising on securities | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 7 — Providing automated trading services | present | 2003-10-01 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 9 — Asset management | present | 2003-10-03 |