Betty Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Kim ( ), a licensed former licensee with CE reference AIZ370. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2003-08-13 | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 7 — Providing automated trading services | 2003-08-13 | 2003-10-01 |
| Bloomberg Tradebook Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2003-06-11 | 2003-08-13 |
| Bloomberg Tradebook Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2003-06-11 | 2003-08-13 |