William Louis Selig

CE No. AHC330 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Louis Selig (), a licensed former licensee with CE reference AHC330. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2007-05-08 2011-02-24
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 2 — Dealing in futures contracts 2007-05-08 2011-02-24
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2005-07-22 2007-03-26
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2005-07-20 2007-03-26
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 1 — Dealing in securities 2004-04-02 2005-07-13
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 4 — Advising on securities 2004-04-02 2005-07-13
Instinet Pacific Limited
極訊亞太有限公司
Rep Type 7 — Providing automated trading services 2004-04-02 2005-07-13
Bloomberg Tradebook Hong Kong Limited
RO Type 1 — Dealing in securities present 2003-05-23
Bloomberg Tradebook Hong Kong Limited
RO Type 4 — Advising on securities present 2003-05-23
Bloomberg Tradebook Hong Kong Limited
RO Type 6 — Advising on corporate finance present 2003-05-23
Bloomberg Tradebook Hong Kong Limited
RO Type 9 — Asset management present 2003-05-23

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