William Louis Selig
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Louis Selig ( ), a licensed former licensee with CE reference AHC330. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2011-02-24 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-08 | 2011-02-24 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-07-22 | 2007-03-26 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-20 | 2007-03-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2005-07-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-02 | 2005-07-13 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-04-02 | 2005-07-13 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 1 — Dealing in securities | present | 2003-05-23 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 4 — Advising on securities | present | 2003-05-23 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-05-23 |
| Bloomberg Tradebook Hong Kong Limited |
RO | Type 9 — Asset management | present | 2003-05-23 |