Cora Oi Yan Lee
李凱恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cora Oi Yan Lee (李凱恩), a licensed former licensee with CE reference AIZ372. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-14 | 2009-03-28 |
| Bloomberg Tradebook Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2003-06-11 | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2003-06-11 | 2003-10-01 |