Kwai Fong Tsang
曾桂芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Fong Tsang (曾桂芳), a licensed Responsible Officer with CE reference AFV209. Currently licensed at 1 firm(s): Creative Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-28 | present |
| Creative Asset Management Limited 創智資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-28 | present |
| Creative Asset Management Limited 創智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2018-06-28 |
| Creative Asset Management Limited 創智資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-20 | 2018-06-28 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-11 | 2015-10-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2014-12-05 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2011-08-11 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |