Freda Shin Yee Wong
黃倩而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Freda Shin Yee Wong (黃倩而), a licensed Responsible Officer with CE reference AFV839. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-15 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-15 | present |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-15 | 2019-10-22 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2015-09-15 | 2019-10-22 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-15 | 2019-10-22 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-09 | 2015-09-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-09 | 2015-09-15 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-09 | 2015-09-15 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-08-17 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-11-09 | 2015-06-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-05 | 2006-11-09 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-05 | 2006-11-09 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-16 | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-04-19 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-12 |