Wendy Wai Kwan Woo
胡慧筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Kwan Woo (胡慧筠), a licensed Representative with CE reference AFX024. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-28 | present |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| Clover Securities Company Limited 高鋒證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |