Shigenori Komuro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shigenori Komuro ( ), a licensed former licensee with CE reference AFX851. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Ward Asia Limited |
RO | Type 1 — Dealing in securities | present | 2012-01-31 |
| Sky Ward Global Management Limited |
RO | Type 4 — Advising on securities | present | 2012-01-31 |
| Sky Ward Asia Limited |
RO | Type 4 — Advising on securities | present | 2005-07-14 |
| Sky Ward Global Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2012-01-31 |
| Sky Ward Asia Limited |
RO | Type 6 — Advising on corporate finance | present | 2004-12-13 |
| Sky Ward Global Management Limited |
RO | Type 9 — Asset management | present | 2012-01-31 |
| Sky Ward Asia Limited |
RO | Type 9 — Asset management | present | 2005-07-14 |