Sky Ward Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sky Ward Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference ABZ855. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2012-07-10 |
| Type 4 — Advising on securities | present | 2005-07-15 |
| Type 6 — Advising on corporate finance | present | 2004-12-13 |
| Type 9 — Asset management | present | 2005-07-15 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shigenori Komuro | RO 1, 4, 6, 9 | Pre-2003 | 2012-01 |
| Shinri Nakagome | RO 1, 9 | 2003-05 | 2004-04 |
| Toshiyuki Orimo | RO 1 | 2005-05 | 2012-01 |
| Takaaki Furusho | Rep 1, 9 | 2004-05 | 2007-09 |
| Kazumasa Tsutsumi 堤一將 | Rep 1 | 2008-06 | 2011-05 |
Showing 1–5 of 5