Kazumasa Tsutsumi
堤一將
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kazumasa Tsutsumi (堤一將), a licensed former licensee with CE reference ARA418. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2014-02-06 |
| Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2012-10-12 |
| Sky Ward Asia Limited |
Rep | Type 1 — Dealing in securities | 2008-06-12 | 2011-05-06 |
| Sky Ward Global Management Limited |
Rep | Type 4 — Advising on securities | 2008-06-12 | 2011-05-06 |
| Sky Ward Global Management Limited |
Rep | Type 5 — Advising on futures contracts | 2008-06-12 | 2011-05-06 |
| Sky Ward Global Management Limited |
Rep | Type 9 — Asset management | 2008-06-12 | 2011-05-06 |