Xiang Feng Ni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Feng Ni, a licensed Responsible Officer with CE reference AFY231. Currently licensed at 2 firm(s): Prime China Investments and Advisory Limited, Prime China Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
RO | Type 4 — Advising on securities | 2019-11-08 | present |
| Prime China Investments and Advisory Limited 華大投資和顧問有限公司 |
RO | Type 9 — Asset management | 2019-11-08 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-22 | present |
| Prime China Securities Limited 華大證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-22 | present |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-19 | 2016-12-22 |
| Prime China Securities Limited 華大證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-19 | 2016-12-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-09-06 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2016-09-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-22 |