Steven Hoi-Bun Ng
吳凱斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Hoi-Bun Ng (吳凱斌), a licensed former licensee with CE reference AFZ399. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MLB Asset Management Limited |
Rep | Type 4 — Advising on securities | 2018-06-01 | 2020-03-19 |
| MLB Asset Management Limited |
Rep | Type 9 — Asset management | 2018-04-12 | 2020-03-19 |
| InnoFusion Capital Management Limited | RO | Type 9 — Asset management | 2005-09-15 | 2007-07-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-06-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2005-06-29 |