Peng Hao Hau
侯炳孝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Hao Hau (侯炳孝), a licensed former licensee with CE reference AFZ884. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-20 | 2015-06-08 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-03-14 | 2015-06-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-05 | 2005-03-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-16 |