Kwok Cheong Lee
李國昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Cheong Lee (李國昌), a licensed Responsible Officer with CE reference AGA695. Currently licensed at 1 firm(s): Changchun Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-24 | present |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 4 — Advising on securities | 2021-09-24 | present |
| Changchun Securities Limited 長春證券有限公司 |
RO | Type 9 — Asset management | 2021-09-24 | present |
| Changchun Securities Limited 長春證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-16 | 2021-09-24 |
| Changchun Securities Limited 長春證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-16 | 2021-09-24 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-05 | 2021-07-31 |
| VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-05 | 2021-07-31 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-07-23 | 2020-09-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2019-07-23 | 2020-09-09 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-14 | 2019-07-23 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-14 | 2019-07-23 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | 2019-05-09 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | 2019-05-09 |
| Platform Asset Management Limited 八方資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-09-07 | 2017-10-31 |
| Platform Asset Management Limited 八方資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-26 | 2017-10-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-24 | 2015-06-25 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-13 | 2015-06-25 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-25 | 2008-08-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2007-10-25 | 2008-08-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-19 | 2008-08-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | present | 2006-04-19 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-13 |