Yanyi Du
杜延奕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanyi Du (杜延奕), a licensed former licensee with CE reference AGB123. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-28 | 2026-04-30 |
| Green Court Capital Management Limited 碧雲資本管理有限公司 |
Rep | Type 9 — Asset management | 2017-04-28 | 2026-04-30 |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2012-09-24 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2012-09-24 | 2017-04-28 |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2012-09-24 | 2017-04-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-12-10 | 2012-06-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2008-12-10 | 2012-06-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2008-10-08 | 2012-06-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-22 | 2008-09-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-09 | 2007-01-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-06 | 2007-01-17 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-09 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-09 |