Chung Kin Wong
黃忠健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kin Wong (黃忠健), a licensed Responsible Officer with CE reference AGC199. Currently licensed at 1 firm(s): Harmonia Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 9 — Asset management | 2023-04-11 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-23 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-02 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-02 | 2020-12-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-07 | 2020-11-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-09-07 | 2014-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-26 | 2020-11-20 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-26 | 2020-11-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-08-07 | 2007-01-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-25 | 2007-01-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-01-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-17 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-17 |