Fumiko Yokota
橫田文子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fumiko Yokota (橫田文子), a licensed former licensee with CE reference AGC833. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-24 | 2022-09-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-17 | 2008-11-05 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-06 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |
| Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-06 |