Ting Sau Lo
盧挺秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Sau Lo (盧挺秀), a licensed Representative with CE reference AGC987. Currently licensed at 2 firm(s): Fulbright Securities Limited, Fulbright Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-02 | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-02 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-21 | 2006-10-28 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-21 | 2006-10-28 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-21 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-09-21 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-19 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-19 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-19 |