Wing Hon Mok
莫榮漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Hon Mok (莫榮漢), a licensed Responsible Officer with CE reference AGD652. Currently licensed at 1 firm(s): Constance Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-06 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-06 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 — Asset management | 2024-11-06 | present |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 — Advising on securities | 2023-11-16 | 2024-10-02 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 — Asset management | 2023-11-16 | 2024-10-02 |
| Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-09 | 2023-05-17 |
| Nerico Brothers Limited | RO | Type 2 — Dealing in futures contracts | 2013-10-10 | 2023-03-29 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2008-05-27 | 2023-03-29 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2008-03-13 | 2023-03-29 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2007-06-27 | 2008-05-27 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2007-06-27 | 2013-10-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-06-20 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-06-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-05 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-05 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-05 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-05 |