Tony Kwok Wing Yau
邱國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Kwok Wing Yau (邱國榮), a licensed Responsible Officer with CE reference AGE018. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-26 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-31 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 4 — Advising on securities | 2017-10-03 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 9 — Asset management | 2017-10-03 | present |
| HeungKong Capital Limited 香江資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-13 | 2023-02-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-03-02 | 2016-12-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-05-25 |