Tsz Fung Pun
潘子峯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Fung Pun (潘子峯), a licensed former licensee with CE reference AGG915. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pickers Capital Management Limited 鵬格斯資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-13 | 2022-06-30 |
| Pickers Capital Management Limited 鵬格斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-04 | 2019-08-13 |
| Symphony AMP Limited 雍富資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-03 | 2008-04-18 |
| Symphony AMP Limited 雍富資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-03 | 2008-07-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-18 | 2007-01-03 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2005-01-18 | 2007-01-03 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-15 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Pacific World Asset Management Limited 盛世資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-15 |