Peter Martin Drolet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Martin Drolet ( ), a licensed former licensee with CE reference AGH015. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-02 | 2015-03-24 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-02 | 2013-07-05 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2007-08-22 |